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“Inadequate” risk assessments put firms at risk of regulatory action

Find out what steps you and your firm can take to avoid common anti-money laundering and financial sanctions issues.

Independent review finds SRA handling of Axiom Ince inadequate and ineffective

The Solicitors Regulation Authority did not act adequately, effectively or efficiently in its handling of the Axiom Ince fallout, according to an independent review commissioned...

What does it mean to be a lawyer? The definition is changing

The legal profession looks a lot different than it did a decade or two ago. As alternative operating structures take off, so do new risks.

Handling estates and inheritance – the value of financial advice

St. James’s Place explain how a financial adviser can help you and your client handle the financial side of losing a loved one.

Financial Ombudsman Service charging professional representatives – Law Society response

We've responded to the Financial Ombudsman Service's consultation on charging claims management companies and other professional representatives.

How inheritance tax planning could save your clients thousands

St. James’s Place explore how working alongside a financial adviser can help your clients leave more money to those they leave behind.

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